Market Compliance Monitoring Analyst – ON-SITE

UBS
  • Cracow
  • Post Date: January 9, 2025
    • 38535
  • Applications 0
  • Views 0
Job Overview

logoJob Reference #
306791BR

Job Type
Full Time

Your role
Do you have a proven track record of delivering high quality outcomes within a dynamic and collaborative team? We’re looking for a Market Compliance Monitoring Analyst to:

Provide timely analysis and disposition of automated Market Surveillance alerts. Execute Control Reviews of the Global Capital Market and Best Execution Develop, test and implement Market Surveillance Solutions Partner with IT Teams to support optimized data delivery

Your team
You’ll be joining the UBS Market Conduct Execution C&ORC IB Team in Krakow. The team is agile and dynamic, covering serval discrete Monitoring and Surveillance disciplines. We provide 2LoD Control coverage for the UK and EU IB businesses via our Automated and manual Control environment. The Krakow Team is part of the broader UK/EMEA Market Conduct Execution Team and works collaboratively with the UK Team as well as other Regional and Global Market Conduct Execution Teams

Your expertise

At least 2-3 years of prior experience in financial markets or related control function such as Audit, Compliance, Finance, Front /Middle or Back Office. At least basic understanding of Investment Banking business Knowledge of market infrastructure and trade lifecycle is a plusKnowledge of European and UK Regulations & Market Conduct regimes is a plus Experience testing and implementing new technological solutions is a plus

About Us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com

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